Announcement PDF Ellerston Capital Limited ABN 34 110 397 674 AFSL No. 283 000 Level 11, 179 Elizabeth Street Sydney NSW 2000 Phone +612 9021 7797 Fax +612 9261 0528 www.ellerstoncapital.com TO: The Manager, Company Announcements, ASX FAX No: 0 FROM: Ellerston Capital Limited DATE: 14/07/2021 NO. OF PAGES (Including this page) 6 Dear Manager RE: ATOMOS LIMITED - Form 604 We attach our notice of a change in substantial holding (Form 604) in respect of ATOMOS LIMITED. We note that the shares reported in this Form are owned by third party accounts under the discretionary investment management of Ellerston Capital Limited. None of Ellerston Capital Limited, nor any of its shareholders or any of their associates hold a direct interest in any shares disclosed in this Form. Yours sincerely, Ian Kelly Company Secretary Ellerston Capital Limited Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder To Company Name/Scheme ATOMOS LIMITED ACN/ARSN/ARBN ACN 139 730 500 1. Details of substantial holder (1) Name Ellerston Capital Limited (Primary Person), and its associates being those persons listed in Annexure B ACN/ARSN (if applicable) ACN 110 397 674 There was a change in the interests of the substantial holder on 12/07/2021 The previous notice was given to the company on 1/06/2021 The previous notice was dated 1/06/2021 2. Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows: Class of securities (4) Securities Previous Notice Present Notice Person’s votes Voting power (5) Person’s votes Voting power (5) 18,623,576 8.52% 15,748,805 7.21% 3. Changes in relevant interests Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Date of change Person whose relevant interest changed Nature of change (6) Consideration given in relation to change (7) Class and number of securities affected Person's votes affected See Annexure A See Annexure A See Annexure A See Annexure A See Annexure A See Annexure A Note, all transactions took place on a prescribed financial market (ASX or ChiX) 4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: Registered holder of Securities Person entitled to be registered as holder (8) Nature of relevant interest (6) Class and number of securities Person’s votes Primary Person HSBC Custody Nominees (Australia) Limited HSBC Custody Nominees (Australia) Limited In respect of 6,919,528 Securities shares held by HSBC Custody Nominees (Australia) Limited as nominee under s608(1)(b) and (c) by having the power to control voting and disposal. 6,919,528 Securities 3.17% Primary Person JP Morgan Nominees Australia Limited In respect of 7,718,173 Securities shares JP Morgan held by JP Morgan Nominees Australia Nominees Australia Limited as nominee under s608(1)(b) and Limited (c) by having the power to control voting and disposal. 7,718,173 Securities 3.53% Primary Person National Nominees Limited In respect of 1,111,104 Securities shares held by National Nominees Limited as nominee under s608(1)(b) and (c) by having the power to control voting and disposal. 1,111,104 Securities .51% Holder of relevant interest National Nominees Limited 5. Associates The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: Name and ACN/ARSN (if applicable) N/A 6. Addresses The addresses of persons named in this form are as follows: Nature of association Name Address See annexures The Substantial Shareholder – c/- Level 11, 179 Elizabeth Street, Sydney, NSW, 2000 The entities listed in Annexure B – c/- Level 11, 179 Elizabeth Street, Sydney, NSW, 2000 ATOMOS LIMITED 29 Nott Street, PORT MELBOURNE, VIC, 3207 Signature print name sign here Ian Kelly capacity Company Secretary date 14/07/2021 ATOMOS LIMITED ACN 139 730 500 This is Annexure A of 1 pages referred to in Form Form 604 Change of interests of substantial holder. Signature print name Ian Kelly sign here capacity Company Secretary date 14/07/2021 Date of Change Person whose relevant interest changed Consideration give in relation to change (5) Class (6) and number of securities affected 12/07/2021 Primary Person $307,500.00 -250,000 Securities 9/07/2021 Primary Person $70,770.75 -55,725 Securities 8/07/2021 Primary Person $930,756.86 -774,218 Securities 7/07/2021 Primary Person $840,000.00 -700,000 Securities 6/07/2021 Primary Person $908,300.50 -774,300 Securities 2/07/2021 Primary Person $266,250.01 -250,000 Securities 1/07/2021 Primary Person $1,247,682.21 -1,132,229 Securities 17/06/2021 Primary Person $107,721.41 111,053 Securities 11/06/2021 Primary Person $13,133.68 13,447 Securities 10/06/2021 Primary Person $130,972.80 134,111 Securities 9/06/2021 Primary Person $146,317.83 148,065 Securities 4/06/2021 Primary Person $183,334.81 178,116 Securities 3/06/2021 Primary Person $335,258.09 324,391 Securities 2/06/2021 Primary Person $155,568.36 152,518 Securities ATOMOS LIMITED ACN 139 730 500 This is Annexure B of 3 pages referred to in Form Form 604 Change of interests of substantial holder. Signature print name Ian Kelly sign here capacity Company Secretary date 14/07/2021 The following entities represent the Passive Substantial Holders. Each is a related body corporate of the Principal Person or a person that controls a related body corporate of the Principal Person and so an associate of the Primary Person under section 12(2)(a) of the Corporations Act, and therefore a substantial holder in the Company. PARTY/ENTITY NAME Bareage Pty Ltd Cairnton Holdings Limited Cairnton Pty Ltd Castwo Pty Ltd Cavalane Holdings Pty Ltd Chermon Pty Ltd Conpress Holdings Pty Ltd Conpress Securities Pty Limited Consolidated Custodians Pty Ltd Consolidated Gaming Pty Ltd Consolidated Press (Finance) Pty Ltd Consolidated Press (Finance) II Pty Ltd Consolidated Press (Finance) III Pty Ltd Consolidated Press Financial Services Pty Ltd Consolidated Press Holdings Pty Limited Consolidated Press Investments Pty Ltd Consolidated Press Property Pty Ltd CPH Capital Pty Ltd CPH Crown Holdings Pty Limited CPH Direct Investments Pty Ltd CPH Gaming I Pty Limited CPH Gaming II Pty Limited CPH Gaming III Pty Limited CPH Gaming IVA Pty Limited CPH Gaming IVB Pty Limited CPH (Ellerston Leisure) Holdings Pty Limited CPH S.One Holdings Pty Limited CPH S.One I Pty Limited CPH Zhaopin Holdings Pty Limited CPH Zhaopin Holdings I Pty Limited CPH Zillow Holdings Pty Limited CPH Zillow Holdings I Pty Limited ECS Investment Partners Pty Ltd EC Ventures GP Pty Limited Ellerston Capital Limited Ellerston Opportunities Pty Ltd Hoyts Cinemas Operations Pty Ltd Jaslib Pty Ltd Jasopt Pty Ltd Manoc Developments Pty Ltd Northkom Pty Ltd Northkom I Pty Limited AUSTRALIAN COMPANY 060 526 865 008 394 134 001 735 075 084 494 520 080 695 754 123 039 305 088 047 974 160 602 853 008 394 492 071 513 409 001 557 035 603 295 834 604 881 030 008 457 869 008 394 509 000 089 118 004 160 703 096 130 899 603 296 804 122 328 652 603 295 674 603 295 923 603 296 162 603 296 537 603 296 546 608 726 334 603 297 927 603 297 310 603 298 719 603 298 344 603 300 090 603 299 074 166 264 375 606 074 864 110 397 674 150 851 666 006 530 347 065 059 458 065 064 164 137 556 524 082 885 961 604 022 899 PARTY/ENTITY NAME Ridgegate Proprietary Limited S.One Holding Company Pty Limited Samenic Pty Limited Savabow Pty Ltd ScrumPac Pty Ltd Silthree Pty Ltd Siltwo Pty Ltd Tastee Shears Holdings Pty Limited Toranaga Pty Ltd Toray Pty Ltd Wilbur Holdings Aus Pty. Limited Wilbur One Aus Pty. Limited AUSTRALIAN COMPANY 058 139 923 601 640 215 066 234 900 084 712 774 602 375 253 084 494 575 084 494 495 627 444 464 056 229 728 002 348 503 633 535 565 633 536 179